Kimberly Casia Holloway

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-15

TX RA
APPROVED

Since 2026-06-15

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

3540 Rayford Rd, Spring, TX 77386 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Spring	TX	02/2026	Present
Wells Fargo Bank, Na	Spring	TX	10/2014	Present

02/2026 → Present

Wells Fargo Clearing Services, Llc

Spring, TX
10/2014 → Present

Wells Fargo Bank, Na

Spring, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-12
S63	Uniform Securities Agent State Law Examination	2026-04-20

S65 Uniform Investment Adviser Law Examination

2026-06-12
S63 Uniform Securities Agent State Law Examination

2026-04-20

Other Names

Kim Holloway
Kimberly Holloway

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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