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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-22 |
Branch Locations
427 Naubuc Ave., Ste 102, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glastonbury | CT | 02/2026 | Present |
| Quiet Corner Restoration Llc | Hampton | CT | 08/2021 | Present |
| Eastern Connecticut State University | Willimantic | CT | 08/2025 | Present |
| Equity For Life Llc | Woodstock | CT | 04/2025 | 04/2026 |
| Ct State Community College | Enfield | CT | 05/2024 | 05/2025 |
| Harrington Hospital | Southbridge | MA | 08/2020 | 04/2021 |
| None | Stafford Springs | CT | 05/2021 | 07/2021 |
| Pierce Memorial Baptist Home | Brooklyn | CT | 04/2020 | 08/2020 |
| The Arc Eastern Connecticut | Putnam | CT | 08/2019 | 03/2020 |
| None | Putnam | CT | 06/2019 | 07/2019 |
| Matulaitis Rehabilitation & Skilled Care | Putnam | CT | 03/2018 | 05/2019 |
| Allied Health | Rockville | CT | 04/2017 | 08/2018 |
| Quinebaug Valley Community College | Danielson | CT | 08/2014 | 05/2017 |
| Lpl Financial Llc | Glastonbury | CT | 02/2026 | 05/2026 |
| Clearbridge Capital Group | Glastonbury | CT | 02/2026 | Present |
1. 05/2026 - ClearBridge Capital Group - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/22/2026 2. 05/2026 - Quiet Corner Restoration - Outside/W-2 Employment - Not Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Danielson CT 06239 – OBA Start Date: 08/02/2021 3. 05/2026 - Volunteer Income Tax Assistance - Tax Prep/Accounting/CPA - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Stafford Springs CT 06076 – OBA Start Date: 01/13/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-18 |
| S65 | Uniform Investment Adviser Law Examination | 2025-08-18 |
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