Best Investors Account Sign in

Richard E Sweeney

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

Claim This Profile
Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-20
  • CO RA
    APPROVED
    Since 2026-05-20

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Colorado Springs CO 02/2026 Present
Fedex Office Colorado Springs CO 02/2025 01/2026
Allied Universal Colorado Springs CO 03/2024 09/2025
Cleanmasters Stafford VA 08/2022 03/2025
Hilldrup Moving & Storage Stafford VA 01/2020 10/2022
James Madison University Harrisonburg VA 05/2016 05/2019
Unemployed Stafford VA 06/2019 01/2020
  • 02/2026 → Present
    T. Rowe Price Investment Services, Inc.
    Colorado Springs, CO
  • 02/2025 → 01/2026
    Fedex Office
    Colorado Springs, CO
  • 03/2024 → 09/2025
    Allied Universal
    Colorado Springs, CO
  • 08/2022 → 03/2025
    Cleanmasters
    Stafford, VA
  • 01/2020 → 10/2022
    Hilldrup Moving & Storage
    Stafford, VA
  • 05/2016 → 05/2019
    James Madison University
    Harrisonburg, VA
  • 06/2019 → 01/2020
    Unemployed
    Stafford, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-15
  • S66 Uniform Combined State Law Examination
    2026-05-15

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor