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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-02-10
  • MI RA
    APPROVED
    Since 2026-02-10

Branch Locations

1127 S Old Us Hwy 23, Brighton, MI 48114 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Financial Group Brighton MI 07/2024 Present
Estate Preservation Agency Brighton MI 03/2017 07/2024
Foundations Investment Advisors, Llc Phoenix AZ 02/2026 Present
Suburban Chrysler Dodge Jeep Ram Of Garden City Garden City MI 10/2015 02/2017
  • 07/2024 → Present
    Main Financial Group
    Brighton, MI
  • 03/2017 → 07/2024
    Estate Preservation Agency
    Brighton, MI
  • 02/2026 → Present
    Phoenix, AZ
  • 10/2015 → 02/2017
    Suburban Chrysler Dodge Jeep Ram Of Garden City
    Garden City, MI
Other Businesses

MAIN FINANCIAL GROUP; INVESTMENT RELATED; 1127 S OLD US HWY 23, BRIGHTON, MI 48114; INSURANCE; INSURANCE AGENT; START DATE: 07/01/2024; 20 HRS/MONTH SPENT ON OTHER BUSINES; 20 HRS/MONTH SPENT DURING SECURITIES TRADING HOURS; OFFER ANNUITIES AND MEDICARE PLANS TO CLIENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-30
  • S65 Uniform Investment Adviser Law Examination
    2026-01-30

View on SEC IAPD

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