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Keith Pareti

Morgan Stanley

Kirkland, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-16
WA RA APPROVED 2023-10-13
  • TX RA
    APPROVED
    Since 2023-10-16
  • WA RA
    APPROVED
    Since 2023-10-13

Branch Locations

4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wisdomtree Asset Management, Inc. New York NY 12/2010 05/2018
Foreside Fund Services, Llc Seattle WA 12/2014 05/2018
Janus Henderson Distributors Denver CO 05/2018 01/2022
Janus Management Holdings Corp Denver CO 05/2018 01/2021
Janus Henderson Investors Us Llc Denver CO 01/2021 09/2023
Janus Henderson Distributors Us Llc Denver CO 01/2022 09/2023
Morgan Stanley Kirkland WA 09/2023 Present
Morgan Stanley Private Bank, N.A New York NY 09/2023 Present
  • 12/2010 → 05/2018
    Wisdomtree Asset Management, Inc.
    New York, NY
  • 12/2014 → 05/2018
    Foreside Fund Services, Llc
    Seattle, WA
  • 05/2018 → 01/2022
    Janus Henderson Distributors
    Denver, CO
  • 05/2018 → 01/2021
    Janus Management Holdings Corp
    Denver, CO
  • 01/2021 → 09/2023
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 09/2023
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 09/2023 → Present
    Morgan Stanley
    Kirkland, WA
  • 09/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-13
S63 Uniform Securities Agent State Law Examination 2008-06-16
  • S65 Uniform Investment Adviser Law Examination
    2023-10-13
  • S63 Uniform Securities Agent State Law Examination
    2008-06-16
Other Names
  • Keith Joseph Pareti

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · KIRKLAND, WA
RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
LPL FINANCIAL LLC · KIRKLAND, WA
PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA
RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
ROBINSWOOD FINANCIAL · KIRKLAND, WA
ROBINSWOOD FINANCIAL · Kirkland, WA
SCHMIDT FINANCIAL MANAGEMENT · KIRKLAND, WA

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