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132 North First Street, Albemarle, NC 28001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Client Services | Albermarle | NC | 02/2026 | 04/2026 |
| Uwharrie Investment Advisors | Albermarle | NC | 02/2026 | Present |
| Compass Group - Canteen | Wilmington | MA | 08/2024 | 01/2026 |
| Student / Unemployed | Albemarle | NC | 01/2016 | 08/2024 |
| Private Client Services | Albemarle | NC | 04/2026 | Present |
Uwharrie Investment Advisors; investment-related, 132 N. First Street, P.O. Box 1517, Albemarle, NC 28001; registered investment adviser firm; investment adviser representative; 120 hours per month; 120 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-21 |
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