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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-23
TN RA APPROVED 2026-06-24
  • TX RA
    APPROVED
    Since 2026-07-23
  • TN RA
    APPROVED
    Since 2026-06-24

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baptist Memorial Hospital Memphis TN 11/2020 Present
Faith Baptist Church Bartlett TN 09/2013 09/2021
Cetera Wealth Services, Llc El Segundo CA 03/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2026 Present
  • 11/2020 → Present
    Baptist Memorial Hospital
    Memphis, TN
  • 09/2013 → 09/2021
    Faith Baptist Church
    Bartlett, TN
  • 03/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTELE 2. NAME OF OTHER BUSINESS: BAPTIST MEMORIAL HOSPITAL INVESTMENT RELATED: NO ADDRESS: 6019 WALNUT GROVE, MEMPHIS TN 38120 NATURE OF BUSINESS: HOSPITAL START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: CHAPLAIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PASTORAL SUPPORT AND GRIEF CARE FOR PATIENTS AND FAMILY MEMBERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-20
  • S66 Uniform Combined State Law Examination
    2026-06-20
Other Names
  • Alex Norville

View on SEC IAPD

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