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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-29
TX RA APPROVED 2026-05-28
  • FL RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED
    Since 2026-05-28

Branch Locations

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 05/2026 Present
Le Eye Institute Houston TX 03/2026 05/2026
Texas Financial Advisors Houston TX 02/2026 03/2026
Unemployed Houston TX 11/2025 01/2026
Le Eye Institute Houston TX 08/2021 10/2025
Unemployed Houston TX 01/2019 07/2021
Vapor Solutions Houston TX 03/2016 12/2018
  • 05/2026 → Present
    Plano, TX
  • 03/2026 → 05/2026
    Le Eye Institute
    Houston, TX
  • 02/2026 → 03/2026
    Texas Financial Advisors
    Houston, TX
  • 11/2025 → 01/2026
    Unemployed
    Houston, TX
  • 08/2021 → 10/2025
    Le Eye Institute
    Houston, TX
  • 01/2019 → 07/2021
    Unemployed
    Houston, TX
  • 03/2016 → 12/2018
    Vapor Solutions
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-10
S65 Uniform Investment Adviser Law Examination 2026-01-31
  • S63 Uniform Securities Agent State Law Examination
    2026-07-10
  • S65 Uniform Investment Adviser Law Examination
    2026-01-31
Other Names
  • James Tu Tran Truong
  • James Truong
  • James T Truong

View on SEC IAPD

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