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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-07 |
Branch Locations
324 West Superior Street Suite 1000, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wheeler Asssociates | Duluth | MN | 02/2026 | 07/2026 |
| Superior Water Light & Power Company | Superior | WI | 06/2023 | 01/2026 |
| Twin Ports Paper & Supply | Duluth | MN | 10/2019 | 06/2023 |
| Ridgeview Country Club | Duluth | MN | 06/2015 | 10/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2026 | 07/2026 |
| Commonwealth Financial Network | Waltham | MA | 07/2026 | Present |
| Wheeler Asssociates | Duluth | MN | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-07 |
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