Peggy Ann Kelleher

Current Employers

Employment History

• 03/2011 → 04/2021
  Morgan Stanley
  Delray Beach, FL
• 01/2015 → 04/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2021 → Present
  Lpl Financial Llc
  Stuart, FL

Previous Registrations

• 2011-05-04 → 2021-04-20
  Morgan Stanley
  Delray Beach, FL
  Boca Raton, FL
• 2010-04-26 → 2011-03-28
  Chase Investment Services Corp.
  West Palm Beach, FL
  Lake Worth, FL
  Greenacres, FL
• 2009-05-21 → 2010-03-12
  Nfsg Corporation
  Boca Raton, FL
• 2006-08-15 → 2009-05-13
  Ubs Financial Services Inc.
  West Palm Beach, FL
  Palm Beach Gdns, FL
  Weehawken, NJ

Other Businesses

1) 6/25/2021 - Swinton Group - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 5/28/2021 - 1 Hours Per Month/0 Hours During Securities Trading - For employee leasing and expenses 2) 08/18/2023 - Stoic Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2023 - 0 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-08-11

Other Names

• Peggy Kelleher