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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-04 |
| TX | RA | APPROVED | 2026-04-04 |
Branch Locations
270 Park Avenue 43Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 01/2026 | Present |
| Unemployed | Praha | 09/2025 | 12/2025 | |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2025 | 08/2025 |
| Unemployed | Austin | TX | 09/2024 | 05/2025 |
| Ernst & Young | Dallas | TX | 06/2024 | 08/2024 |
| The University Of Texas At Austin | Austin | TX | 05/2024 | 08/2024 |
| Unemployed | Austin | TX | 02/2024 | 04/2024 |
| The University Of Texas | Austin | TX | 08/2023 | 01/2024 |
| Unemployed | Austin | TX | 07/2023 | 07/2023 |
| The University Of Texas At Austin | Austin | TX | 05/2022 | 06/2023 |
| Frank B. Lyon, Attorney At Law | Austin | TX | 07/2022 | 08/2022 |
| Unemployed | Austin | TX | 09/2021 | 04/2022 |
| Saltgrass Bee Cave | Austin | TX | 06/2021 | 08/2021 |
| Unemployed | Austin | TX | 02/2021 | 05/2021 |
| Chick-Fil-A | Austin | TX | 06/2020 | 01/2021 |
| Unemployed | Austin | TX | 01/2016 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-04 |
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