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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-23 |
| NC | RA | APPROVED | 2018-11-02 |
Branch Locations
8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Financial Network/Signator Investors | Raleigh | NC | 01/2005 | 11/2018 |
| Royal Alliance Associates, Inc. | Raleigh | NC | 11/2018 | 06/2023 |
| Osaic Wealth, Inc. | Raleigh | NC | 06/2023 | Present |
1. CAPITOL FINANCIAL SOLUTIONS POSITION: Advanced Planning Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2005 ADDRESS: 8816 Six Forks Road, Suite 301, Raleigh NC 27615, United States DESCRIPTION: Financial Planning 2. RENTING PROPERTY POSITION: landlord NATURE: sole prop INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 5124 Avalaire Oaks Drive, Raleigh NC 27614, United States DESCRIPTION: Rental Property Owner 3. SCOTT SORRELL POSITION: Broker NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2005 ADDRESS: 8816 Six Forks Rd, Ste 301, Raleigh NC 27615, United States DESCRIPTION: I solicit fixed insurance product for clients who need insurance. 4. BAY LEAF BAPTIST CHURCH POSITION: member of the stewardship committee NATURE: Church non profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 12200 Bayleaf Church Road, Raleigh NC 27614, United States DESCRIPTION: listening to the church budget and helping with budget recommendations 5. AMANDA BAILEY STUDIOS POSITION: Board member NATURE: I am on a board for a local business, Amanda Bailey Studios. When kids apply for a music scholarship through this company I read the application and vote yes or no to them receiving the scholarship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2025 ADDRESS: 5124 Avalaire Oaks Drive, Raleigh NC 27614, United States DESCRIPTION: I am on a board for a local business, Amanda Bailey Studios. When kids apply for a music scholarship through this company I read the application and vote yes or no to them receiving the scholarship.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-24 |
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