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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-18 |
| NJ | RA | APPROVED | 2007-09-25 |
Branch Locations
6950 Tpc Dr, Mckinney, TX 75070 • United States
Mckinney, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 07/2005 | Present |
| Bank Of America,N.A. | Princeton | NJ | 06/2011 | Present |
I*1908277, Entity Type: Entity For Profit, Name of OBA: Griffin CC, LLC, Address: Kalispell, Montana, 59901, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee State Date: 03/01/2024, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Created an operating LLC for collector cars. Responsibilities only include those required to keep LLC active and paying 1 bill per year, and providing information to accountant fort tax filings. I*3982270 Entity Type: N/A Name of OBA: R R III TTEE MRS M M R TTEE U/A DTD 05/13/2024 Address: McKinney, Texas, 75070 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/13/2004 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
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