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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-06 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States
10291 E Grand River Ave, Suite C, Brighton, MI 48116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 02/2026 | 06/2026 |
| Williams & Co Dba Williams And Company Financial Services | Brighton | MI | 02/2026 | 06/2026 |
| Birch Run Area Schools | Birch Run | MI | 09/2022 | Present |
| Montrose Community Schools | Montrose | MI | 08/2001 | 09/2022 |
| Planmember Securities Corporation | Carpinteria | CA | 06/2026 | Present |
| Williams & Co Dba Williams And Company Financial Services | Brighton | MI | 06/2026 | Present |
| Michigan Assoc Of Retired School Personnel-Retirement Planning | Lansing | MI | 06/2026 | Present |
1) Williams & Co dba Williams and Company Financial Services-10291 E. Grand River Ave. , Suite C, Brighton, MI 48116; Investment related; Securities sales & svcs; Financial Advisor; Start date 6/2026; 160 hrs/mnth; 80 hrs/mnth during trading. 2) Michigan Association of Retired School Personnel-Retirement Planning Services (MARSP-RPS)-1001 Centennial Way, Ste. 401, Lansing, MI 48917; Investment related; Offer workshops designed to help the educators understand their State of Michigan pension program; Presenter; Start date 6/2026; 20 hrs/mnth; 1 hrs/mnth during trading. 3) Birch Run Area Schools-12450 Church St., Birch Run, MI 48415; Noninvestment related; High School Assistant Principal, help manage the day-to-day operations of the school building; Start date 9/2022; 156 hrs/mnth; 35 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-30 |
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