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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Kaukauna | WI | 03/2013 | 11/2017 |
| Securities Service Network | Kaukauna | WI | 11/2017 | 09/2020 |
| Ssn Advisory, Inc | Kaukauna | WI | 11/2017 | 09/2020 |
| Securities America, Inc. | Kaukauna | WI | 09/2020 | 11/2020 |
| Securities America Advisors, Inc. | Kaukauna | WI | 09/2020 | 11/2020 |
| Lpl Financial, Llc | Kaukauna | WI | 11/2020 | Present |
1. 11/30/2020 - VALLEY INVESTMENT SOLUTIONS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ KAUKAUNA, WI 2. 06/01/2007 - ECA MARKETING INC./ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ KAUKAUNA, WI 3. 07/01/2016 - CHARLOTTE'S CAR WASH LLC/ FOR-PROFIT BUSINESS/ NOT INVESTMENT RELATED/ 0%/ NEENAH, WI 4. 07/01/2018 - VALLEY REAL ESTATE SOLUTIONS/ OTHER - RENTAL PROPERTY/ INVESTMENT RELATED/ 0%/ 930 E EVERGREEN DR, KAUKAUNA, WI 54130 5. 01/01/2017 - VALLEY TAX SOLUTIONS/ TAX PREP/ACCOUNTING/CPA/ INVESTMENT RELATED/ 0%/ KAUKAUNA, WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-28 |
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