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Nathan James Vanstippen

LPl Financial LLC

Kaukauna, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-11-30
  • WI RA
    APPROVED
    Since 2020-11-30

Branch Locations

930 Evergreen Dr, Kaukauna, WI 54130-9352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Kaukauna WI 03/2013 11/2017
Securities Service Network Kaukauna WI 11/2017 09/2020
Ssn Advisory, Inc Kaukauna WI 11/2017 09/2020
Securities America, Inc. Kaukauna WI 09/2020 11/2020
Securities America Advisors, Inc. Kaukauna WI 09/2020 11/2020
Lpl Financial, Llc Kaukauna WI 11/2020 Present
  • 03/2013 → 11/2017
    Sii Investments
    Kaukauna, WI
  • 11/2017 → 09/2020
    Securities Service Network
    Kaukauna, WI
  • 11/2017 → 09/2020
    Ssn Advisory, Inc
    Kaukauna, WI
  • 09/2020 → 11/2020
    Securities America, Inc.
    Kaukauna, WI
  • 09/2020 → 11/2020
    Securities America Advisors, Inc.
    Kaukauna, WI
  • 11/2020 → Present
    Kaukauna, WI
Previous Registrations
  • 2020-09-18 → 2020-11-30
    Securities America Advisors, Inc.
    Kaukauna, WI
  • 2017-11-22 → 2020-09-18
    Ssn Advisory, Inc.
    Kaukauna, WI
  • 2013-03-14 → 2017-11-21
    Sii Investments, Inc.
    Kaukauna, WI
    Stevens Point, WI
  • 2006-11-06 → 2013-03-14
    Kaukauna, WI
    Appleton, WI
  • 2005-09-05 → 2006-08-22
    Kimberly, WI
    Kimberly, WI
Other Businesses

1. 11/30/2020 - VALLEY INVESTMENT SOLUTIONS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ KAUKAUNA, WI 2. 06/01/2007 - ECA MARKETING INC./ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ KAUKAUNA, WI 3. 07/01/2016 - CHARLOTTE'S CAR WASH LLC/ FOR-PROFIT BUSINESS/ NOT INVESTMENT RELATED/ 0%/ NEENAH, WI 4. 07/01/2018 - VALLEY REAL ESTATE SOLUTIONS/ OTHER - RENTAL PROPERTY/ INVESTMENT RELATED/ 0%/ 930 E EVERGREEN DR, KAUKAUNA, WI 54130 5. 01/01/2017 - VALLEY TAX SOLUTIONS/ TAX PREP/ACCOUNTING/CPA/ INVESTMENT RELATED/ 0%/ KAUKAUNA, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2005-07-28
Other Names
  • Nathan Vanstippen

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