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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Humana Inc. | De Pere | WI | 05/2011 | 05/2017 |
| Thrivent Investment Management Inc | Menasha | WI | 05/2017 | 09/2023 |
| Thrivent Financial | Appleton | WI | 05/2017 | 09/2017 |
| Thrivent Financial | Appleton | WI | 09/2017 | 09/2023 |
| Lpl Financial Llc | Kaukauna | WI | 09/2023 | Present |
1) 08/29/2023 - ECA Marketing - Non-Variable Insurance - Selling: offer Whole Life, Universal Life, Long Term Care & Disability Insurance, Fixed and Fixed Index Annuities thru ECA Marketing - Investment related - MN 55344 - 10 Hours per month - Start date: 09/15/2023. 2) 08/21/2023 - Valley Investment Solutions - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-10 |
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