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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Kaukauna | WI | 05/2014 | 11/2017 |
| Securities America, Inc. | Kaukauna | WI | 09/2020 | 11/2020 |
| Securities America Advisors, Inc. | Kaukauna | WI | 09/2020 | 11/2020 |
| Ssn Advisory, Inc. | Kaukauna | WI | 11/2017 | 09/2020 |
| Securities Service Network, Llc | Kaukauna | WI | 11/2017 | 09/2020 |
| Lpl Financial, Llc | Kaukauna | WI | 11/2020 | Present |
1) 5/2014 - Non-Variable Insurance - ECA Marketing, Inc. - Investment Related - Kaukauana, WI 54130 2) 5/2014 - DBA for LPL Business (entity for LPL business) - Valley Investment Solutions - Investment Related - Kaukauana, WI 54130 3) 1/2017 - Tax Prep/Accounting/CPA - Valley Tax Solutions - Investment Related - Kaukauana, WI 54130
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-19 |
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