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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-04 |
| NC | RA | APPROVED | 2026-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Raleigh | NC | 04/2026 | Present |
| Lake Norman Brewery | Denver | NC | 02/2025 | 04/2026 |
| Unemployed | Boone | NC | 09/2024 | 02/2025 |
| Lowes | Boone | NC | 02/2024 | 09/2024 |
| The Standard At Boone | Boone | NC | 11/2022 | 02/2024 |
| Macados | Boone | NC | 03/2022 | 11/2022 |
| Unemployed | Denver | NC | 12/2021 | 03/2022 |
| Verdict Ridge Golf & Country Club | Denver | NC | 12/2020 | 12/2021 |
| Zaxbys | Denver | NC | 08/2020 | 12/2020 |
| Unemployed | Boone | NC | 08/2019 | 08/2020 |
| Twosons Bbq | Denver | NC | 07/2017 | 08/2019 |
| Unemployed | Denver | NC | 04/2016 | 07/2017 |
| Trinity Wealth Securities, Llc | Raleigh | NC | 08/2026 | Present |
o Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 223 S West St, Suite 900, Raleigh, NC 27603. Nature of Business: RIA. Position: Financial Consultant. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 223 S West St, Suite 900, Raleigh, NC 27603. Nature of Business: Insurance. Position: Independent Contractor. 04/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 223 S West St, Suite 900, Raleigh, NC 27603. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-31 |
| S65 | Uniform Investment Adviser Law Examination | 2026-04-20 |
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