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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-04
NC RA APPROVED 2026-04-30
  • FL RA
    APPROVED
    Since 2026-05-04
  • NC RA
    APPROVED
    Since 2026-04-30

Branch Locations

223 S West St Suite 900, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Raleigh NC 04/2026 Present
Lake Norman Brewery Denver NC 02/2025 04/2026
Unemployed Boone NC 09/2024 02/2025
Lowes Boone NC 02/2024 09/2024
The Standard At Boone Boone NC 11/2022 02/2024
Macados Boone NC 03/2022 11/2022
Unemployed Denver NC 12/2021 03/2022
Verdict Ridge Golf & Country Club Denver NC 12/2020 12/2021
Zaxbys Denver NC 08/2020 12/2020
Unemployed Boone NC 08/2019 08/2020
Twosons Bbq Denver NC 07/2017 08/2019
Unemployed Denver NC 04/2016 07/2017
Trinity Wealth Securities, Llc Raleigh NC 08/2026 Present
  • 04/2026 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Raleigh, NC
  • 02/2025 → 04/2026
    Lake Norman Brewery
    Denver, NC
  • 09/2024 → 02/2025
    Unemployed
    Boone, NC
  • 02/2024 → 09/2024
    Lowes
    Boone, NC
  • 11/2022 → 02/2024
    The Standard At Boone
    Boone, NC
  • 03/2022 → 11/2022
    Macados
    Boone, NC
  • 12/2021 → 03/2022
    Unemployed
    Denver, NC
  • 12/2020 → 12/2021
    Verdict Ridge Golf & Country Club
    Denver, NC
  • 08/2020 → 12/2020
    Zaxbys
    Denver, NC
  • 08/2019 → 08/2020
    Unemployed
    Boone, NC
  • 07/2017 → 08/2019
    Twosons Bbq
    Denver, NC
  • 04/2016 → 07/2017
    Unemployed
    Denver, NC
  • 08/2026 → Present
    Trinity Wealth Securities, Llc
    Raleigh, NC
Other Businesses

o Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 223 S West St, Suite 900, Raleigh, NC 27603. Nature of Business: RIA. Position: Financial Consultant. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 223 S West St, Suite 900, Raleigh, NC 27603. Nature of Business: Insurance. Position: Independent Contractor. 04/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 223 S West St, Suite 900, Raleigh, NC 27603. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-31
S65 Uniform Investment Adviser Law Examination 2026-04-20
  • S63 Uniform Securities Agent State Law Examination
    2026-07-31
  • S65 Uniform Investment Adviser Law Examination
    2026-04-20

View on SEC IAPD

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