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9418 Norton Commons Boulevard Suite 100, Prospect, KY 40059 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-20 |
Branch Locations
9418 Norton Commons Boulevard Suite 100, Prospect, KY 40059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Gleason Group | Louisville | KY | 09/2025 | Present |
| Turning Point Brands | Louisville | KY | 12/2024 | 09/2025 |
| Premier Packaging | Louisville | KY | 09/2021 | 12/2024 |
| Humana | Louisville | KY | 01/2019 | 09/2021 |
| United Parcel Service | Louisville | KY | 08/2013 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-08 |
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