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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-12
GA RA APPROVED 2015-12-09
TX RA APPROVED 2015-12-01
  • NY RA
    APPROVED
    Since 2025-06-12
  • GA RA
    APPROVED
    Since 2015-12-09
  • TX RA
    APPROVED
    Since 2015-12-01

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Nantucket, MA • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 12/2015 Present
Previous Registrations
  • 2006-12-08 → 2015-12-21
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
Other Businesses

1)Duke University Brain Tumor Program Board of Advisors / Room 047, Baker House, 201Trent Drive Durham,NC 27710 / Other/ Charities, Cultural, Educational & Political Organisations / Brain Tumor Research / Member of Board of Directors / / Rsearch and awareness of brain tumors / Start Date5/5/16 Brain Tumor Research Board /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-07
S63 Uniform Securities Agent State Law Examination 2002-06-27
  • S66 Uniform Combined State Law Examination
    2006-12-07
  • S63 Uniform Securities Agent State Law Examination
    2002-06-27

View on SEC IAPD

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