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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-31
TX RA APPROVED_RES 2024-01-31
  • NC RA
    APPROVED
    Since 2024-01-31
  • TX RA
    APPROVED_RES
    Since 2024-01-31

Branch Locations

2940 Breezewood Ave. Suite 100, Fayetteville, NC 28303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Fayetteville NC 12/2012 01/2018
Bb&T Securities, Llc Raeford NC 01/2018 02/2021
Truist Investment Services, Inc. Fayetteville NC 02/2021 01/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 01/2024
D.A. Davidson & Co. Fayetteville NC 01/2024 Present
  • 12/2012 → 01/2018
    Bbtis
    Fayetteville, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Raeford, NC
  • 02/2021 → 01/2024
    Truist Investment Services, Inc.
    Fayetteville, NC
  • 02/2021 → 01/2024
    Atlanta, GA
  • 01/2024 → Present
    Fayetteville, NC
Previous Registrations
  • 2021-02-17 → 2024-02-01
    Atlanta, GA
    Fayetteville, NC
    Fayetteville, NC
    Fayetteville, NC
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Fayetteville, NC
    Fayetteville, NC
    Charlotte, NC
    Raeford, NC
    Fayetteville, NC
    Hope Mills, NC
    Fayetteville, NC
    Fayetteville, NC
    Wilmington, NC
    Fayetteville, NC
    Raleigh, NC
    Richmond, VA
  • 2012-12-10 → 2018-01-02
    Bb&T Investment Services, Inc.
    Fayetteville, NC
    Charlotte, NC
    Raeford, NC
    Fayetteville, NC
    Fayetteville, NC
    Hope Mills, NC
    Wilmington, NC
    Spring Lake, NC
    Fayetteville, NC
    Fayetteville, NC
  • 2010-09-16 → 2012-11-21
    Greensboro, NC
    Wilmington, NC
  • 2006-10-10 → 2006-11-21
    St Louis, MO
Other Businesses

1) METHODIST UNIVERSITY FOUNDERS COUNCIL; NON-INVESTMENT RELATED; FAYETTEVILLE, NC; NON-PROFIT; FOUNDERS COUNCIL MEMBER; START 8/6/25; LESS THAN 10 HR/MO DURING SECURITIES TRADING HOURS; I HELP SUPPORT MU THROUGH ADVOCACY, SERVICE AND PHILANTHROPY. 2) EXCHANGE CLUB OF GREATER FAYETTESVILLE; NON-INVESTMENT RELATED; FAYETTESVILLE, NC; NON-PROFIT; PRESIDENT; START 7/15/26; 6 HR/MO DURING SECURITIES TRADING HOURS; I LEAD WEEKLY MEETINGS, MONTHLY BOARD MEETINGS AND COORDINATE GROUP FUNCTIONS. 3) DAVID DRIES, NON-INVESTMENT RELATED; FAYETTEVILLE, NC; SOLE PROPRIETOR; REFEREE; START 12/1/25; 10 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; ON ICE PART TIME HOCKEY REFEREE/OFFICIAL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-14
  • S66 Uniform Combined State Law Examination
    2010-09-14

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