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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 01/2026 | Present |
| Hartford Wolf Pack | Hartford | CT | 06/2024 | 11/2025 |
| University Of Notre Dame | South Bend | IN | 08/2023 | 05/2024 |
| Harvard University | Cambridge | MA | 08/2019 | 05/2023 |
| University Of Nebraska Hs | Lincoln | NE | 08/2018 | 05/2019 |
| Northville High School | Northville | MI | 08/2017 | 05/2018 |
| Avon Old Farms School | Avon | CT | 08/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-23 |
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