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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
CT RA APPROVED 2026-03-05
  • TX RA
    APPROVED
    Since 2026-05-11
  • CT RA
    APPROVED
    Since 2026-03-05

Branch Locations

2944 Main St, Stratford, CT 06614 • United States

1366 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 12/2025 Present
M&T Bank Fairfield CT 10/2024 12/2025
Right At Home Trumbull CT 03/2024 09/2024
Citibank Tanzania Limited Dar Es Salaam 11/2015 03/2024
Bank Of America, N.A. Fairfield CT 02/2026 Present
  • 12/2025 → Present
    Fairfield, CT
  • 10/2024 → 12/2025
    M&T Bank
    Fairfield, CT
  • 03/2024 → 09/2024
    Right At Home
    Trumbull, CT
  • 11/2015 → 03/2024
    Citibank Tanzania Limited
    Dar Es Salaam
  • 02/2026 → Present
    Bank Of America, N.A.
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-05
  • S66 Uniform Combined State Law Examination
    2026-03-05
Other Names
  • Florence Maguru

View on SEC IAPD

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