Inactive

Katherine Alexis Pease

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Current Employers

Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-05-08

CO RA
APPROVED

Since 2026-05-08

Branch Locations

255 Fillmore Suite 600, Denver, CO 80206 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kp Advisors	Evergreen	CO	12/2015	06/2017
Cornerstone Capital Group	Denver	CO	06/2017	03/2021
Pathstone	Denver	CO	03/2021	Present

12/2015 → 06/2017

Kp Advisors

Evergreen, CO
06/2017 → 03/2021

Cornerstone Capital Group

Denver, CO
03/2021 → Present

Pathstone

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-08

S65 Uniform Investment Adviser Law Examination

2026-05-08

View on SEC IAPD

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