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Joseph Bryce Smith

Smith Brothers Financial, LLC

Glastonbury, CT

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Current Employers
Smith Brothers Financial, Llc

68 National Drive, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-19
  • CT RA
    APPROVED
    Since 2026-02-19

Branch Locations

68 National Drive, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Brothers Financial, Llc West Hartford CT 12/2025 Present
Babson College Wellesley MA 08/2021 05/2025
Student Glastonbury CT 08/2015 06/2021
Mizzen Capital Stamford CT 06/2025 11/2025
  • 12/2025 → Present
    Smith Brothers Financial, Llc
    West Hartford, CT
  • 08/2021 → 05/2025
    Babson College
    Wellesley, MA
  • 08/2015 → 06/2021
    Student
    Glastonbury, CT
  • 06/2025 → 11/2025
    Mizzen Capital
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-19
  • S65 Uniform Investment Adviser Law Examination
    2026-02-19

View on SEC IAPD

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