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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-12-24 |
Branch Locations
4401 Dominion Blvd. 2Nd Floor, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keiter, Stephens, Hurst, Gary & Shreeves | Glen Allen | VA | 01/2015 | Present |
Keiter, Stephens, Hurst, Gary & Shreeves. Mr. Hodges is employed full-time by Keiter, a Virginia-based public accounting firm. He is not employed by Focus Partners Wealth, LLC ("Focus"), even though Focus has registered him as an Investment Advisor Representative ("IAR"). Keiter has a referral/solicitation agreement in place with Focus. Virginia's securities law requires that an individual making a solicitation to an SEC-registered investment advisory firm be registered as an IAR. Mr. Hodges' connection to Focus is only for purposes of registration so that he may make client referrals. Focus' responsibility in the arrangement is to ensure compliance with Rule 206-4(3) of the Investment Advisers Act.
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