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Sergio Esequiel Guzman

Equitable Advisors, LLC

Oak Brook, IL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-17
  • IL RA
    APPROVED
    Since 2026-03-17

Branch Locations

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Glen Ellyn IL 06/2025 03/2026
Illini Inn Champaign IL 09/2024 05/2025
Main Street Pub Glen Ellyn IL 08/2021 05/2023
Mcjames Construction Glen Ellyn IL 05/2021 08/2023
Jimmy Johns Glen Ellyn IL 08/2020 09/2020
University Of Illinois At Urbana-Champaign Champaign IL 08/2023 05/2025
College Of Dupage Glen Ellyn IL 08/2021 05/2023
Unemployed Glen Ellyn IL 10/2020 04/2021
Unemployed Glen Ellyn IL 12/2015 07/2020
Equitable Advisors, Llc New York NY 03/2026 Present
  • 06/2025 → 03/2026
    Unemployed
    Glen Ellyn, IL
  • 09/2024 → 05/2025
    Illini Inn
    Champaign, IL
  • 08/2021 → 05/2023
    Main Street Pub
    Glen Ellyn, IL
  • 05/2021 → 08/2023
    Mcjames Construction
    Glen Ellyn, IL
  • 08/2020 → 09/2020
    Jimmy Johns
    Glen Ellyn, IL
  • 08/2023 → 05/2025
    University Of Illinois At Urbana-Champaign
    Champaign, IL
  • 08/2021 → 05/2023
    College Of Dupage
    Glen Ellyn, IL
  • 10/2020 → 04/2021
    Unemployed
    Glen Ellyn, IL
  • 12/2015 → 07/2020
    Unemployed
    Glen Ellyn, IL
  • 03/2026 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21
Other Names
  • Sergio Esequiel Guzman
  • Serg Guzman
  • Sergio Guzman

View on SEC IAPD

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DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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