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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-03-19
  • RI RA
    APPROVED
    Since 2026-03-19

Branch Locations

301 Metro Center Blvd Suite 205, Warwick, RI 02886 • United States

Attleboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Boston MA 11/2019 12/2025
Sports Info Solutions Coplay PA 03/2019 10/2019
Bny Mellon Boston MA 06/2016 02/2019
Mml Investors Services, Llc Warwick RI 12/2025 Present
Massmutual Life Insurance Co Warwick RI 01/2026 Present
  • 11/2019 → 12/2025
    Bny Mellon
    Boston, MA
  • 03/2019 → 10/2019
    Sports Info Solutions
    Coplay, PA
  • 06/2016 → 02/2019
    Bny Mellon
    Boston, MA
  • 12/2025 → Present
    Warwick, RI
  • 01/2026 → Present
    Massmutual Life Insurance Co
    Warwick, RI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-19
S65 Uniform Investment Adviser Law Examination 2025-11-17
  • S63 Uniform Securities Agent State Law Examination
    2026-02-19
  • S65 Uniform Investment Adviser Law Examination
    2025-11-17

View on SEC IAPD

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