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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-03-19 |
Branch Locations
301 Metro Center Blvd Suite 205, Warwick, RI 02886 • United States
Attleboro, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon | Boston | MA | 11/2019 | 12/2025 |
| Sports Info Solutions | Coplay | PA | 03/2019 | 10/2019 |
| Bny Mellon | Boston | MA | 06/2016 | 02/2019 |
| Mml Investors Services, Llc | Warwick | RI | 12/2025 | Present |
| Massmutual Life Insurance Co | Warwick | RI | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 2025-11-17 |
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