Best Investors Account Sign in
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
TN RA APPROVED 2026-06-09
  • TX RA
    APPROVED
    Since 2026-07-02
  • TN RA
    APPROVED
    Since 2026-06-09

Branch Locations

1319 Sunset Drive Suite 201, Johnson City, TN 37604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Johnson City TN 12/2025 Present
Regions Bank Johnson City TN 01/2023 12/2025
Regions Mortgage Johnson City TN 07/2021 01/2023
Regions Bank Johnson City TN 02/2016 07/2021
Academy Sports And Outdoors Johnson City TN 02/2015 01/2017
  • 12/2025 → Present
    Stifel
    Johnson City, TN
  • 01/2023 → 12/2025
    Regions Bank
    Johnson City, TN
  • 07/2021 → 01/2023
    Regions Mortgage
    Johnson City, TN
  • 02/2016 → 07/2021
    Regions Bank
    Johnson City, TN
  • 02/2015 → 01/2017
    Academy Sports And Outdoors
    Johnson City, TN
Other Businesses

1. Notary; 501 Dogwood Dr Kingsport TN 37663; notary services; 04/01/2019; 1 hr/quarter; not during security trading hours; not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-08
S63 Uniform Securities Agent State Law Examination 2026-02-06
  • S65 Uniform Investment Adviser Law Examination
    2026-06-08
  • S63 Uniform Securities Agent State Law Examination
    2026-02-06
Other Names
  • Taylor Fleenor
  • John Taylor Fleenor

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Johnson City, TN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor