Bei Xiong

Ubs Financial Services Inc.

CRD 8199111

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-02

CA RA
APPROVED

Since 2026-05-02

Branch Locations

251 South Lake Ave 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Julius Baer & Co Ltd	Hong Kong		11/2016	10/2025
Sun Hung Kai & Co Ltd	Hong Kong		03/2015	10/2016
Ubs Financial Services Inc	Pasadena	CA	12/2025	Present

11/2016 → 10/2025

Bank Julius Baer & Co Ltd

Hong Kong
03/2015 → 10/2016

Sun Hung Kai & Co Ltd

Hong Kong
12/2025 → Present

Ubs Financial Services Inc

Pasadena, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-13

S66 Uniform Combined State Law Examination

2026-02-13

View on SEC IAPD

Nearby Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATEGY ASSET MANAGERS L.L.C.

Nearby Investors

CHRISTOPHER LEU

JAY EDWIN LOMETILLO

Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA

STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

More in Pasadena, CA

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