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Bei Xiong

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-02
  • CA RA
    APPROVED
    Since 2026-05-02

Branch Locations

251 South Lake Ave 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Julius Baer & Co Ltd Hong Kong 11/2016 10/2025
Sun Hung Kai & Co Ltd Hong Kong 03/2015 10/2016
Ubs Financial Services Inc Pasadena CA 12/2025 Present
  • 11/2016 → 10/2025
    Bank Julius Baer & Co Ltd
    Hong Kong
  • 03/2015 → 10/2016
    Sun Hung Kai & Co Ltd
    Hong Kong
  • 12/2025 → Present
    Ubs Financial Services Inc
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
  • S66 Uniform Combined State Law Examination
    2026-02-13

View on SEC IAPD

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