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Nicholas Edward Broska

Financial Resources Group, LLC

Glastonbury, CT

CRD 8197716

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Employer firm

Financial Resources Group, LLC CRD 293380

$89.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Resources Group, Llc

116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-20
  • CT RA
    APPROVED
    Since 2026-01-20

Branch Locations

116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macy's Logistics And Operations South Windsor CT 07/2015 01/2017
Alphagraphics Of Danbury Danbury CT 01/2017 09/2018
Express Kitchens Hartford CT 07/2018 03/2020
Sanford And Hawley Manchester CT 06/2020 05/2024
Direct Cabinet Sales (Part Of Express Kitchens) Dayton NJ 05/2024 10/2025
Unemployed, Studying For Series 65 Glastonbury CT 10/2025 12/2025
Financial Resources Group, Llc Glastonbury CT 01/2026 Present
  • 07/2015 → 01/2017
    Macy's Logistics And Operations
    South Windsor, CT
  • 01/2017 → 09/2018
    Alphagraphics Of Danbury
    Danbury, CT
  • 07/2018 → 03/2020
    Express Kitchens
    Hartford, CT
  • 06/2020 → 05/2024
    Sanford And Hawley
    Manchester, CT
  • 05/2024 → 10/2025
    Direct Cabinet Sales (Part Of Express Kitchens)
    Dayton, NJ
  • 10/2025 → 12/2025
    Unemployed, Studying For Series 65
    Glastonbury, CT
  • 01/2026 → Present
    Glastonbury, CT
Other Businesses

I am currently in process of starting a part time bookkeeping business. It has not yet been officially launched, and I have made no earnings or commissions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-16
  • S65 Uniform Investment Adviser Law Examination
    2026-01-16
Other Names
  • Nicholas Broska

View on SEC IAPD

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