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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-05 |
| NY | RA | APPROVED | 2026-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus Europe Limited | London | 08/2021 | 12/2025 | |
| Stifel, Nicolaus & Company, Incorporated (793) | New York | NY | 12/2025 | Present |
| Commerzbank Ag | London | 03/2021 | 07/2021 | |
| N/A | Grantham | 07/2020 | 03/2021 | |
| University Of Nottingham | Nottingham | 09/2017 | 07/2020 | |
| The King's School Grantham | Grantham | 09/2010 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-02-25 |
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