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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
CA RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-02-13
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Segundo CA 11/2025 Present
Method15, Llc Palos Verdes Estates CA 05/2017 11/2025
Unemployed Palos Verdes Estates CA 01/2017 05/2017
Northrop Grumman Corp Redondo Beach CA 01/2009 01/2017
Bank Of America, N.A. El Segundo CA 01/2026 Present
  • 11/2025 → Present
    El Segundo, CA
  • 05/2017 → 11/2025
    Method15, Llc
    Palos Verdes Estates, CA
  • 01/2017 → 05/2017
    Unemployed
    Palos Verdes Estates, CA
  • 01/2009 → 01/2017
    Northrop Grumman Corp
    Redondo Beach, CA
  • 01/2026 → Present
    Bank Of America, N.A.
    El Segundo, CA
Other Businesses

I*3281268 Entity Type: Entity For Profit Name of OBA: METHOD15, LLC Address: Palos Verdes Estates, California, 90274 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2017 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Engineering Services business that is closed and will be reflected for 2026. None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-17
  • S66 Uniform Combined State Law Examination
    2025-09-17
Other Names
  • Eric Randell Anderson

View on SEC IAPD

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