Alfredo Lopez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Joliet, IL
• 02/2015 → 11/2025
  Autozone
  Joliet, IL
• 08/2025 → 11/2025
  Express National Services
  Plainfield, IL
• 01/2026 → Present
  Bank Of America, N.A.
  Joliet, IL

Other Businesses

I*3217312 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: McDonald's Address: Joliet, Illinois, 60435 Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/03/2015 Number of Hours: 6, Weekly Number of Hours during trading: 0, Weekly Duties: Fast food restaurant cashier

Exams

• S66 Uniform Combined State Law Examination
  2026-05-06

Other Names

• Alfredo Vasquez Lopez