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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-29 |
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
30 Vesey St 9Th Floor, New York, NY 10007 • United States
411 Hackensack Ave 2Nd Floor, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Elmsford | NY | 11/2011 | 03/2017 |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | 10/2018 |
| Massachusetts Mutual Life Insurance Company | Elmsford | NY | 07/2016 | 10/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 10/2018 | Present |
| Penn Mutual Life Insurance Co | Horsham | PA | 06/2018 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 7/27/2018 | NATURE OF ACTIVITY: MULTILINE INSURANCE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, INC., A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) INSURANCE BROKERAGE & INVESTMENT ADVISORY | INVESTMENT RELATED: YES | DBA NAME: SAPPHIRE WEALTH ADVISORY GROUP | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007|START DATE: 7/1/2017 | NATURE OF ACTIVITY: INVESTMENT ADVISORY SERVICES | APPROX HRS PER MTH: | APPROX TRADING HRS PER MTH: | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, INC., A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 3) SAPPHIRE ENTERPRISE CORP | INVESTMENT RELATED: NO | DBA NAME: SAPPHIRE ENTERPRISE CORP | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 184 JOHNSON AVE, TEANECK, NJ 07666 | START DATE: 7/1/2017 | NATURE OF ACTIVITY: OTHER - INVENTOR | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INVENTOR/CREATOR OF A MECHANICAL DEVICE AND PURSUING A PATENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-29 |
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