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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-06
TX RA APPROVED 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-06
  • TX RA
    APPROVED
    Since 2026-01-06

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2025 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2025 Present
Mechanics Bank Irvine CA 08/2025 10/2025
Advantage First Lending Lake Forest CA 06/2025 08/2025
Citizens Bank Na Irvine CA 05/2024 08/2024
Uc Irvine School Of Law Irvine CA 12/2023 06/2024
Certified Auto Sales Upland CA 08/2022 09/2023
Target Corporation Rancho Cucamonga CA 09/2021 11/2021
University Of California Irvine CA 09/2023 06/2025
Unemployed Rancho Cucamonga CA 10/2015 08/2021
Unemployed Rancho Cucamonga CA 12/2021 07/2022
  • 10/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2025 → Present
    Los Angeles, CA
  • 08/2025 → 10/2025
    Mechanics Bank
    Irvine, CA
  • 06/2025 → 08/2025
    Advantage First Lending
    Lake Forest, CA
  • 05/2024 → 08/2024
    Citizens Bank Na
    Irvine, CA
  • 12/2023 → 06/2024
    Uc Irvine School Of Law
    Irvine, CA
  • 08/2022 → 09/2023
    Certified Auto Sales
    Upland, CA
  • 09/2021 → 11/2021
    Target Corporation
    Rancho Cucamonga, CA
  • 09/2023 → 06/2025
    University Of California
    Irvine, CA
  • 10/2015 → 08/2021
    Unemployed
    Rancho Cucamonga, CA
  • 12/2021 → 07/2022
    Unemployed
    Rancho Cucamonga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-06
  • S66 Uniform Combined State Law Examination
    2026-01-06
Other Names
  • Clark Mounir Gaied

View on SEC IAPD

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