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David John Fiest

Hicks Capital Management, LLC

Columbus, OH

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Current Employers
Hicks Capital Management, Llc

4200 Regent Street, Suite 200, Columbus, OH 43219 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-16
  • OH RA
    APPROVED
    Since 2016-11-16

Branch Locations

4200 Regent Street, Suite 200, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2016 11/2016
David Fiest Reynoldsburg OH 02/2011 Present
Hicks Capital Management, Llc Columbus OH 04/2014 Present
  • 10/2016 → 11/2016
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2011 → Present
    David Fiest
    Reynoldsburg, OH
  • 04/2014 → Present
    Hicks Capital Management, Llc
    Columbus, OH
Previous Registrations
Other Businesses

1. David Fiest-Not investment related-7326 State Route 19, Unit 2204, Mount Gilead, OH 43338-IT Consulting-Owner-2/2011-0 hours during trading hours-IT consulting 2. Lifewise Academy-Not investment related-5375 Grace St, Hilliard OH 43026-Board member-02/2022-0 hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-18
  • S66 Uniform Combined State Law Examination
    2005-10-18
Other Names
  • David Fiest

View on SEC IAPD

Other Firms

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SIGNATURE EQUITY PARTNERS, LLC
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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

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