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Thomas Richard Phillipsen

Annex Wealth Management, LLC

Appleton, WI

Brookfield, WI

CRD 8187615

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Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-11-25
  • WI RA
    APPROVED
    Since 2025-11-25

Branch Locations

2801 E. Enterprise Ave, Suite 101, Appleton, WI 54913 • United States

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Brookfield WI 09/2024 Present
Associated Bank Oshkosh WI 06/2020 09/2024
Jj Keller & Associates Neenah WI 06/2019 05/2020
Ripon College Ripon WI 09/2015 06/2019
  • 09/2024 → Present
    Annex Wealth Management
    Brookfield, WI
  • 06/2020 → 09/2024
    Associated Bank
    Oshkosh, WI
  • 06/2019 → 05/2020
    Jj Keller & Associates
    Neenah, WI
  • 09/2015 → 06/2019
    Ripon College
    Ripon, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-25
  • S65 Uniform Investment Adviser Law Examination
    2025-11-25

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
PRIVATE CLIENT SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

BRANDY LYNN DEBROUX
LEIGH ANN THERN
Matthew C Bush

Nearby Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI

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