Connor Ethan Theriault

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2025 → Present
  Ubs Financial Services Inc.
  New York, NY
• 09/2020 → 02/2021
  Faceoff Factory
  Remote, MA
• 06/2022 → 08/2022
  Granite Telecommunications
  Quincy, MA
• 06/2023 → 08/2023
  National Lacrosse League
  Philadelphia, PA
• 06/2024 → 08/2024
  Mjx Asset Management
  New York, NY
• 07/2025 → 08/2025
  Markowski Investments
  Tampa, FL
• 07/2020 → Present
  Top Gun Lacrosse (3Step Sports)
  Acton, MA
• 11/2017 → 10/2025
  Self Employed
  Gill, MA
• 01/2021 → 06/2022
  Brown University
  Providence, RI
• 09/2022 → 05/2023
  Brown University
  Providence, RI
• 09/2023 → 05/2024
  Brown University
  Providence, RI
• 08/2024 → 08/2025
  University Of Tampa
  Tampa, FL
• 09/2016 → 05/2020
  Northfield Mount Hermon
  Gill, MA

Other Businesses

- Top Gun Lacrosse (3STEP Sports) - Not Investment Related - 30 Great Rd, Acton, MA 01720 - Club Sports - Social Media Manager - July 9th, 2020 - Hours/month to other business: ~5 - Hours during securities trading hours: 0 - film and post social media content for a club lacrosse team

Exams

• S66 Uniform Combined State Law Examination
  2026-03-17