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Niall Thomas Kaines

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-12
UT RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-12
  • UT RA
    APPROVED
    Since 2026-06-03

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sandy UT 01/2026 Present
City Of Fort Collins Fort Collins CO 06/2020 08/2020
City Of Fort Collins Fort Collins CO 05/2021 08/2021
Rocky Mountain High School Fort Collins CO 08/2020 05/2021
Coldstone Creamery Bozeman MT 10/2021 01/2022
Parking Management Company Bozeman MT 02/2022 05/2022
Unemployed Boulder CO 05/2022 08/2022
University Of Coloardo Boulder CO 08/2022 05/2025
The Hungry Toad Boulder CO 04/2023 04/2024
Big Blue Boxes Minneapolis MN 05/2024 08/2024
The Hungry Toad Boulder CO 10/2024 05/2025
Motana State University Bozeman MT 08/2021 05/2022
Extended Travel Boulder CO 05/2025 01/2026
Rocky Mountain High School Fort Collins CO 08/2017 05/2021
Blevins Middle School Fort Collins CO 04/2016 08/2017
  • 01/2026 → Present
    Morgan Stanley
    Sandy, UT
  • 06/2020 → 08/2020
    City Of Fort Collins
    Fort Collins, CO
  • 05/2021 → 08/2021
    City Of Fort Collins
    Fort Collins, CO
  • 08/2020 → 05/2021
    Rocky Mountain High School
    Fort Collins, CO
  • 10/2021 → 01/2022
    Coldstone Creamery
    Bozeman, MT
  • 02/2022 → 05/2022
    Parking Management Company
    Bozeman, MT
  • 05/2022 → 08/2022
    Unemployed
    Boulder, CO
  • 08/2022 → 05/2025
    University Of Coloardo
    Boulder, CO
  • 04/2023 → 04/2024
    The Hungry Toad
    Boulder, CO
  • 05/2024 → 08/2024
    Big Blue Boxes
    Minneapolis, MN
  • 10/2024 → 05/2025
    The Hungry Toad
    Boulder, CO
  • 08/2021 → 05/2022
    Motana State University
    Bozeman, MT
  • 05/2025 → 01/2026
    Extended Travel
    Boulder, CO
  • 08/2017 → 05/2021
    Rocky Mountain High School
    Fort Collins, CO
  • 04/2016 → 08/2017
    Blevins Middle School
    Fort Collins, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-29
S65 Uniform Investment Adviser Law Examination 2025-08-04
  • S63 Uniform Securities Agent State Law Examination
    2026-05-29
  • S65 Uniform Investment Adviser Law Examination
    2025-08-04

View on SEC IAPD

Other Firms

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DIVERSIFY WEALTH MANAGEMENT, LLC
DIVERSIFY ADVISORY SERVICES, LLC
NET WORTH ADVISORY GROUP, LLC
GLOBAL RETIREMENT PARTNERS LLC
EAGLE STRATEGIES LLC

Other Investors

BRIAN SCOTT URIE
CHAD DEAN WADDOUPS
BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

More in Sandy, UT

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