Nicholas James Dailey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2025 → Present
  Ubs Financial Services, Inc
  New York, NY
• 01/2025 → 08/2025
  Tilebar
  Inwood, NY
• 01/2020 → 05/2024
  Adelphi University - Full-Time Education
  Garden City, NY
• 08/2018 → 12/2020
  Indiana University - Full-Time Education
  Bloomington, IN
• 08/2014 → 05/2018
  Half Hollow Hills High School West - Full-Time Education
  Dix Hills, NY
• 05/2024 → 12/2024
  Unemployed
  Dix Hills, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-09-17
• S63 Uniform Securities Agent State Law Examination
  2025-01-27