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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-08
  • NY RA
    APPROVED
    Since 2026-04-08

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golub Captial New York NY 09/2025 Present
Golub Capital New York NY 05/2023 09/2025
Liberty Mutual Insurance Boston MA 07/2020 05/2023
University Of Michigan Ann Arbor MI 09/2016 05/2020
Creative Office Resources Boston MA 06/2016 09/2016
Arete Wealth Management Chicago IL 12/2025 Present
  • 09/2025 → Present
    Golub Captial
    New York, NY
  • 05/2023 → 09/2025
    Golub Capital
    New York, NY
  • 07/2020 → 05/2023
    Liberty Mutual Insurance
    Boston, MA
  • 09/2016 → 05/2020
    University Of Michigan
    Ann Arbor, MI
  • 06/2016 → 09/2016
    Creative Office Resources
    Boston, MA
  • 12/2025 → Present
    Arete Wealth Management
    Chicago, IL
Other Businesses

Golub Capital, Senior Associate, 160 hours per week during business hours, New York, NY. Start date: 09/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-08
  • S66 Uniform Combined State Law Examination
    2026-04-08

View on SEC IAPD

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