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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-15
  • NY RA
    APPROVED
    Since 2026-05-15

Branch Locations

One Manhattan West, New York, NY 10001 • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York University New York NY 05/2016 05/2019
Unemployed New York NY 05/2019 12/2019
Lindamood-Bell New York NY 01/2020 09/2020
Unemployed New Haven CT 10/2020 12/2021
Southern Connecticut State Univ New Haven CT 01/2022 12/2024
Southern Connecticut State Univ New Haven CT 04/2022 12/2024
Southern Connecticut State Univ New Haven CT 04/2022 12/2024
Scientist Academics New York NY 10/2022 Present
Tapfin/Ey New York NY 12/2025 05/2026
Tapfin/Ey New York NY 05/2026 Present
  • 05/2016 → 05/2019
    New York University
    New York, NY
  • 05/2019 → 12/2019
    Unemployed
    New York, NY
  • 01/2020 → 09/2020
    Lindamood-Bell
    New York, NY
  • 10/2020 → 12/2021
    Unemployed
    New Haven, CT
  • 01/2022 → 12/2024
    Southern Connecticut State Univ
    New Haven, CT
  • 04/2022 → 12/2024
    Southern Connecticut State Univ
    New Haven, CT
  • 04/2022 → 12/2024
    Southern Connecticut State Univ
    New Haven, CT
  • 10/2022 → Present
    Scientist Academics
    New York, NY
  • 12/2025 → 05/2026
    Tapfin/Ey
    New York, NY
  • 05/2026 → Present
    Tapfin/Ey
    New York, NY
Other Businesses

I work part-time for a private tutoring service called Scientist Academics. The position is remote (work from home) but the business address listed on my 1099-NEC is 226 Upper Ferry Rd Ewing, NJ 08628. The business is not investment-related and only concerned with providing private tutoring to students k-12 or college (undergraduate or graduate) in math, science, or standardized test preparation. My official title is "mentor" and I have primarily tutored middle school and high school children in math, physics, and standardized test preparation such as the SAT and SHSAT. The number of hours I devote varies since it depends on how many students I have at a time and the frequency of our meetings but it could be anywhere between 1 hour a week to 5 hours a week, typically in the evening during the week (5pm onwards) or any time on the weekend. There is no hours devoted to this business during securities trading hours. My start date was approximately September 2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-24
  • S65 Uniform Investment Adviser Law Examination
    2025-05-24
Other Names
  • Ashraf Uz Zaman

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