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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-02-02 |
Branch Locations
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Johnston | IA | 11/2025 | Present |
| Wells Fargo Bank, Na | Johnston | IA | 10/2025 | Present |
| Johnson Financial Group | Mequon | WI | 06/2024 | 10/2025 |
| Third Space Brewery | Milwaukee | WI | 06/2023 | 08/2023 |
| The University Of Iowa | Iowa City | IA | 08/2020 | 08/2024 |
| Ozaukee Country Club | Mequon | WI | 08/2017 | 08/2022 |
| Soblemans Pub N Grill | Mequon | WI | 08/2016 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-07 |
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