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Senghor Bruce Etienne

LPl Enterprise, LLC

Williamsville, NY

CRD 8183287

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
NY RA APPROVED 2026-03-04
  • TX RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2026-03-04

Branch Locations

100 College Parkway Suite 220, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Williamsville NY 11/2025 Present
Cellularsales Buffalo NY 08/2025 Present
National Benefit Life Insurance Company ( Primerica) Buffalo NY 03/2025 04/2025
American Packaging Corporation Rochester NY 08/2022 02/2025
Saveonsp Buffalo NY 01/2020 07/2023
Ccny Inc Bufralo NY 07/2019 01/2020
Lyft Buffalo NY 03/2016 Present
Logical Operations Buffalo NY 10/2025 Present
M&T Bank Buffalo NY 03/2018 04/2019
Advance 2000 Buffalo NY 07/2016 03/2018
Colonial Life Buffalo NY 03/2025 08/2025
  • 11/2025 → Present
    Williamsville, NY
  • 08/2025 → Present
    Cellularsales
    Buffalo, NY
  • 03/2025 → 04/2025
    National Benefit Life Insurance Company ( Primerica)
    Buffalo, NY
  • 08/2022 → 02/2025
    American Packaging Corporation
    Rochester, NY
  • 01/2020 → 07/2023
    Saveonsp
    Buffalo, NY
  • 07/2019 → 01/2020
    Ccny Inc
    Bufralo, NY
  • 03/2016 → Present
    Lyft
    Buffalo, NY
  • 10/2025 → Present
    Logical Operations
    Buffalo, NY
  • 03/2018 → 04/2019
    M&T Bank
    Buffalo, NY
  • 07/2016 → 03/2018
    Advance 2000
    Buffalo, NY
  • 03/2025 → 08/2025
    Colonial Life
    Buffalo, NY
Other Businesses

1. 10/29/2025 - CellularSales - Outside/W-2 Employment - Non Inv Related - Amherst, NY - Start Date 08/19/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 10/29/2025 - Lyft - Rideshare - Non Inv Related - NY, NY - Start Date 03/01/2025 - 10hrs/MTH 10hrs/MTH During Trading 3. 10/29/2025 - Logical Operations - Teacher Paid by School or University - Non Inv Related - Rochester, NY - Start Date 10/22/2025 - 160hrs/MTH 160hrs/MTH During Trading 4. 10/29/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Cheektowaga, NY - Start Date 10/29/2025 - 160hrs/MTH 160hrs/MTH During Trading 5. 10/29/2025 - SENGHOR BRUCE ETIENNE - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Cheektowaga, NY - Start Date 10/29/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-04
  • S66 Uniform Combined State Law Examination
    2026-03-04
Other Names
  • Senghor Bruce-Li Etienne

View on SEC IAPD

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