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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-01
  • VA RA
    APPROVED
    Since 2026-01-01

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

3408 Candlers Mountain Rd, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Forest VA 11/2025 Present
Wells Fargo Bank, Na Forest VA 10/2025 Present
J&S English Education International Remote Various 01/2025 09/2025
Unemployed Brownsville TX 04/2022 01/2025
Wells Fargo Bank, Na Brownsville TX 09/2014 04/2022
  • 11/2025 → Present
    Forest, VA
  • 10/2025 → Present
    Wells Fargo Bank, Na
    Forest, VA
  • 01/2025 → 09/2025
    J&S English Education International
    Remote Various
  • 04/2022 → 01/2025
    Unemployed
    Brownsville, TX
  • 09/2014 → 04/2022
    Wells Fargo Bank, Na
    Brownsville, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-30
S63 Uniform Securities Agent State Law Examination 2025-12-05
  • S65 Uniform Investment Adviser Law Examination
    2025-12-30
  • S63 Uniform Securities Agent State Law Examination
    2025-12-05

View on SEC IAPD

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