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Joshua Joseph Hartman

Wells Fargo Clearing Services, LLC

Roanoke, VA

Lynchburg, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-01
  • VA RA
    APPROVED
    Since 2026-01-01

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

3408 Candlers Mountain Rd, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Forest VA 11/2025 Present
Wells Fargo Bank, Na Forest VA 10/2025 Present
J&S English Education International Remote Various 01/2025 09/2025
Unemployed Brownsville TX 04/2022 01/2025
Wells Fargo Bank, Na Brownsville TX 09/2014 04/2022
  • 11/2025 → Present
    Wells Fargo Clearing Services, Llc
    Forest, VA
  • 10/2025 → Present
    Wells Fargo Bank, Na
    Forest, VA
  • 01/2025 → 09/2025
    J&S English Education International
    Remote Various
  • 04/2022 → 01/2025
    Unemployed
    Brownsville, TX
  • 09/2014 → 04/2022
    Wells Fargo Bank, Na
    Brownsville, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-30
S63 Uniform Securities Agent State Law Examination 2025-12-05
  • S65 Uniform Investment Adviser Law Examination
    2025-12-30
  • S63 Uniform Securities Agent State Law Examination
    2025-12-05

View on SEC IAPD

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LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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