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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-24
ND RA APPROVED 2026-02-10
  • MN RA
    APPROVED
    Since 2026-02-24
  • ND RA
    APPROVED
    Since 2026-02-10

Branch Locations

406 Main Avenue, 406 Main Ave Fargo, ND 58126 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Fargo ND 10/2025 Present
Wells Fargo Bank, Na Fargo ND 10/2025 Present
Sanford Fargo ND 10/2025 10/2025
Corwin Honda Fargo ND 11/2024 03/2025
Minnesota State Community And Technical College Moorhead MN 08/2024 Present
Drekker Fargo ND 10/2024 10/2024
Border Bank Roseau MN 08/2021 08/2024
Brickhouse Bar And Grill Roseau MN 09/2018 06/2024
Roseau Community School Roseau MN 09/2010 08/2021
  • 10/2025 → Present
    Fargo, ND
  • 10/2025 → Present
    Wells Fargo Bank, Na
    Fargo, ND
  • 10/2025 → 10/2025
    Sanford
    Fargo, ND
  • 11/2024 → 03/2025
    Corwin Honda
    Fargo, ND
  • 08/2024 → Present
    Minnesota State Community And Technical College
    Moorhead, MN
  • 10/2024 → 10/2024
    Drekker
    Fargo, ND
  • 08/2021 → 08/2024
    Border Bank
    Roseau, MN
  • 09/2018 → 06/2024
    Brickhouse Bar And Grill
    Roseau, MN
  • 09/2010 → 08/2021
    Roseau Community School
    Roseau, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-26
S63 Uniform Securities Agent State Law Examination 2025-12-31
  • S65 Uniform Investment Adviser Law Examination
    2026-01-26
  • S63 Uniform Securities Agent State Law Examination
    2025-12-31
Other Names
  • Heather Ranae Carmichael

View on SEC IAPD

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