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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED_RES | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fargo | ND | 09/2016 | 09/2024 |
| Wells Fargo Clearing Services Llc | Fargo | ND | 04/2017 | Present |
| Onemain Financial | Moorhead | MN | 03/2015 | 09/2016 |
| Wells Fargo Advisors Financial Network, Llc | Fargo | ND | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-16 |
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