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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-09-23 |
| ND | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED_RES | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fargo | ND | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fargo | ND | 11/2016 | 09/2024 |
| Wells Fargo Advisors Financial Network, Llc | Fargo | ND | 09/2024 | Present |
ONEWEALTH LLC; INV RELATED, FARGO, ND; 13% OWNERSHIP; START 04/26/2024; 160 HOURS PER MONTH; 8 HOURS DURING TRADING; FINET PRACTICE. ATM LEGACY FINANCIAL LLC; INV RELATED; FARGO, ND; 100% OWNERSHIP; START 9/23/2024; 80 HOURS PER MONTH; 8 DURING TRADING; FINET PRACTICE. ONEWEALTH FINANCIAL LLC DBA ONEWEALTH LLC, INVT RELATED, FARGO, ND, 13% OWNERSHIP, START DATE 8/26/2024, 240 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-05 |
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