Best Investors Account Sign in

Hai Viet Vu

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Iowa City, IA

CRD 8182039

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-10
ID RA APPROVED 2026-01-29
  • IA RA
    APPROVED
    Since 2026-02-10
  • ID RA
    APPROVED
    Since 2026-01-29

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

103 East College Street, Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Iowa City IA 10/2025 Present
Wells Fargo Bank, Na Iowa City IA 01/2024 Present
Pho&Tea Cafe Llc Ames IA 07/2020 01/2024
Jimmy John's Ames IA 05/2015 07/2020
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    Iowa City, IA
  • 01/2024 → Present
    Wells Fargo Bank, Na
    Iowa City, IA
  • 07/2020 → 01/2024
    Pho&Tea Cafe Llc
    Ames, IA
  • 05/2015 → 07/2020
    Jimmy John's
    Ames, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-28
S63 Uniform Securities Agent State Law Examination 2026-01-05
  • S65 Uniform Investment Adviser Law Examination
    2026-01-28
  • S63 Uniform Securities Agent State Law Examination
    2026-01-05
Other Names
  • Hai Vu

View on SEC IAPD

Nearby Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.

Nearby Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE

Nearby Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

More in West Des Moines, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor