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Hai Viet Vu

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Iowa City, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-10
ID RA APPROVED 2026-01-29
  • IA RA
    APPROVED
    Since 2026-02-10
  • ID RA
    APPROVED
    Since 2026-01-29

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

103 East College Street, Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Iowa City IA 10/2025 Present
Wells Fargo Bank, Na Iowa City IA 01/2024 Present
Pho&Tea Cafe Llc Ames IA 07/2020 01/2024
Jimmy John's Ames IA 05/2015 07/2020
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    Iowa City, IA
  • 01/2024 → Present
    Wells Fargo Bank, Na
    Iowa City, IA
  • 07/2020 → 01/2024
    Pho&Tea Cafe Llc
    Ames, IA
  • 05/2015 → 07/2020
    Jimmy John's
    Ames, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-28
S63 Uniform Securities Agent State Law Examination 2026-01-05
  • S65 Uniform Investment Adviser Law Examination
    2026-01-28
  • S63 Uniform Securities Agent State Law Examination
    2026-01-05
Other Names
  • Hai Vu

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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